2021-09-28
3-20220
Rosedale Asset Management, LLC f/k/a Princeton Advisory Wealth Management, LLC
/litigation/apdocuments/ap-3-20220.xml
2021-02-05
IA-5680
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 203(k) of the Investment Advisers Act of 1940, Making Findings, Imposing a Cease-and-Desist Order, and Notice of Hearing
/litigation/admin/2021/ia-5680.pdf
2021-02-05
AP-6813
Order Designating Presiding Judge
/alj/aljorders/2021/ap-6813.pdf
2021-02-22
AP-6816
Order
/alj/aljorders/2021/ap-6816.pdf
2021-02-24
Rosedale's Answer to Order Instituting Cease-and-Desist Proceedings and Notice of Hearing
/litigation/apdocuments/3-20220-2021-02-24-rosedales-answer-to-order.pdf
2021-03-04
AP-6818
Prehearing Order
/alj/aljorders/2021/ap-6818.pdf
2021-03-08
AP-6819
Order
/alj/aljorders/2021/ap-6819.pdf
2021-05-19
Division's Motion for Summary Disposition and Memorandum of Points and Authorities in Support
/litigation/apdocuments/3-20220-2021-05-19-division-motion.pdf
2021-06-18
Rosedale's Opposition to the Division's Motion for Summary Disposition Oral Argument Requested with Index of Attachments
/litigation/apdocuments/3-20220-2021-06-18-rosedales-opposition.pdf
2021-06-28
Division's Reply Brief in Support of its Motion for Summary Disposition
/litigation/apdocuments/3-20220-2021-06-28-divisions-reply-brief-in-support.pdf
2021-08-12
ID-1410
Initial Decision
/alj/aljdec/2021/id1410cff.pdf
2021-09-27
IA-5875
Notice That Initial Decision Has Become Final
/litigation/opinions/2021/ia-5875.pdf