2023-06-09
3-20210
Mummert, Ryan William
/litigation/apdocuments/ap-3-20210.xml
2021-01-27
Application for Review
/litigation/apdocuments/3-20210-2021-01-27-mr-mummerts-application-for-review.pdf
2021-02-08
34-91080
Extension Order
/litigation/opinions/2021/34-91080.pdf
2021-02-23
FINRA's Motion to Adduce Additional Evidence
/litigation/apdocuments/3-20210-2021-02-23-finras-motion-to-adduce-additional-evidence.pdf
2021-03-01
Applicant Mummert's Brief in Opposition to FINRA's Motion to Adduce Additional Evidence
/litigation/apdocuments/3-20210-2021-03-01-mr-mummerts-brief-in-opposition.pdf
2021-03-15
34-91329
Order Scheduling Briefs
/litigation/opinions/2021/34-91329.pdf
2021-04-08
Applicant Mummert's Partially Unopposed Motion to Adduce Additional Evidence
/litigation/apdocuments/3-20210-2021-04-08-applicant-mummerts-partially-unopposed-motion-to-adduce-additional-evidence.pdf
2021-04-14
Applicant's Brief ISO Application for Review
/litigation/apdocuments/3-20210-2021-04-14-applicants-brief-in-support-of-application-for-review.pdf
2021-05-14
FINRA's Brief in Opposition to Application for Review
/litigation/apdocuments/3-20210-2021-05-14-finra-brief-in-opposition-to-the-application-for-review.pdf
2021-05-28
Applicant Mummert's Reply ISO Application for Review
/litigation/apdocuments/3-20210-2021-05-28-mummerts-brief-in-reply.pdf
2022-03-28
34-94529
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94529.pdf
2022-06-27
34-95166
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95166.pdf
2022-09-26
34-95907
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95907.pdf
2022-12-23
34-96582
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96582.pdf
2023-03-27
34-97204
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97204.pdf
2023-06-09
34-97680
Opinion of the Commission
/litigation/opinions/2023/34-97680.pdf