﻿<?xml version="1.0" encoding="utf-8" standalone="yes"?>
<?xml-stylesheet type="text/xsl" href="/css/apdocuments/ap-case.xsl"?>
<apCase>
  <creationDate>2023-01-10</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-20209</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>Jones, Robbi J. and Kipling Jones &amp; Company, Ltd</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-20209.xml</caseLink>
  </apCaseHeader>
  <releaseItem>
    <date>2021-01-19</date>
    <releaseNumber />
    <otherReleaseNumbers />
    <title>Robbi Jones and Kipling Notice of Appeal Appearance and Motion to Stay</title>
    <secLink>/litigation/apdocuments/3-20209-2021-01-19-robbi-jones-and-kipling-notice-of-appeal.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-01-22</date>
    <releaseNumber>34-90975</releaseNumber>
    <otherReleaseNumbers />
    <title>Extension Order</title>
    <secLink>/litigation/opinions/2021/34-90975.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-02-01</date>
    <releaseNumber>34-91023</releaseNumber>
    <otherReleaseNumbers />
    <title>Extension Order</title>
    <secLink>/litigation/opinions/2021/34-91023.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-01-26</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>FINRA's Brief in Opposition to Motion for Stay</title>
    <secLink>/litigation/apdocuments/3-20209-2021-01-26-finras-brief-in-opposition-to-motion-for-stay.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-02-02</date>
    <releaseNumber>34-91045</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Denying Motion for a Stay</title>
    <secLink>/litigation/opinions/2021/34-91045.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-02-01</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Appeallants' Reply in Support of Motion for Stay</title>
    <secLink>/litigation/apdocuments/3-20209-2021-02-01-appellants-reply-in-support-of-motion-for-stay.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-03-02</date>
    <releaseNumber>34-91235</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Scheduling Briefs</title>
    <secLink>/litigation/opinions/2021/34-91235.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-04-01</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Appellants' Brief in Support of the Application for Review</title>
    <secLink>/litigation/apdocuments/3-20209-2021-04-01-brief-in-support-and-motion-requesting-oral-argument.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-04-06</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>FINRA's Opposition to Request for Oral Argument</title>
    <secLink>/litigation/apdocuments/3-20209-2021-04-06-finras-opposition-to-request-for-oral-argument.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-04-20</date>
    <releaseNumber>34-91617</releaseNumber>
    <otherReleaseNumbers />
    <title>Extension Order</title>
    <secLink>/litigation/opinions/2021/34-91617.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-05-17</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>FINRA'S Brief in Opposition to the Application for Review</title>
    <secLink>/litigation/apdocuments/3-20209-2021-05-17-finra-brief-in-opposition-to-the-application-for-review.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-06-01</date>
    <releaseNumber>34-92077</releaseNumber>
    <otherReleaseNumbers />
    <title>Extension Order</title>
    <secLink>/litigation/opinions/2021/34-92077.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-06-15</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Appellants' Reply Brief in Support of the Application for Review</title>
    <secLink>/litigation/apdocuments/3-20209-2021-06-15-appellants-reply-brief.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-04-15</date>
    <releaseNumber>34-94731</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2022/34-94731.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-07-14</date>
    <releaseNumber>34-95289</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2022/34-95289.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-10-12</date>
    <releaseNumber>34-96039</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2022/34-96039.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2023-01-10</date>
    <releaseNumber>34-96630</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2023/34-96630.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2023-04-10</date>
    <releaseNumber>34-97274</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2023/34-97274.pdf</secLink>
  </releaseItem>
<releaseItem>
    <date>2023-07-10</date>
    <releaseNumber>34-97868</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2023/34-97868.pdf</secLink>
  </releaseItem>
</apCase>