2022-09-13
3-20199
DeMaria, Michael Andrew
/litigation/apdocuments/ap-3-20199.xml
2021-01-06
Application for Review and Notice of Appearance (DeMaria)
/litigation/apdocuments/3-20199-2021-01-06-application-for-review-and-notice-of-appearance.pdf
2021-02-09
34-91085
Order Scheduling Briefs
/litigation/opinions/2021/34-91085.pdf
2021-04-12
Finra's Brief in Opposition to the Application for Review
/litigation/apdocuments/3-20199-2021-04-12-finras-brief-in-opposition-to-the-application-for-review.pdf
2021-04-12
Finra's Amended Brief in Opposition to the Application for Review
/litigation/apdocuments/3-20199-2021-04-12-finras-amended-brief-in-opposition-to-the-application-for-review.pdf
2021-04-26
Mr.Demaria's Reply Brief to Finra's Opposition Brief
/litigation/apdocuments/3-20199-2021-04-26-mr-demarias-reply-brief-to-finras-opposition-brief.pdf
2021-05-21
34-91969
Order Requesting Additional Briefing
/litigation/opinions/2021/34-91969.pdf
2021-06-18
Mr. Demaria's Opening Brief in Support of the Commission's Jurisdiction over his Application for Review
/litigation/apdocuments/3-20199-2021-06-18-demarias-opening-brief.pdf
2021-07-02
Finra's Response to the Applicant's Initial Brief on the Issue of Jurisdiction
/litigation/apdocuments/finra-response-to-applicant-initial-brief-070221.pdf
2021-07-16
Mr. DeMaria's Reply Brief to Finra's Response on the Issue of Jurisdiction
/litigation/apdocuments/demaria-reply-brief-071621.pdf
2022-03-16
34-94438
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94438.pdf
2022-06-14
34-95105
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95105.pdf
2022-09-13
34-95756
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95756.pdf
2022-12-13
34-96484
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96484.pdf
2023-03-13
34-97120
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97120.pdf
2023-05-16
34-97511
Opinion of the Commission
/litigation/opinions/2023/34-97511.pdf