2021-12-13
3-20192
Clayton, Shad N
/litigation/apdocuments/ap-3-20192.xml
2020-12-21
Applicant Letter Requesting Appeal to Lift Permanent Bar
/litigation/apdocuments/3-20192-2020-12-21-applicant-letter-requesting-appeal-to-lift-permanent-bar.pdf
2021-01-07
34-90868
Extension Order
/litigation/opinions/2021/34-90868.pdf
2021-02-01
FINRA'S Motion to Dismiss Shad Nhebi Clayton's Application for Review and to Stay Briefing
/litigation/apdocuments/3-20192-2021-02-01-finras-motion-to-dismiss.pdf
2021-02-08
34-91081
Extension Order
/litigation/opinions/2021/34-91081.pdf
2021-02-22
Shad Nhebi Clayton's Brief in Opposition to FINRA'S Motion to Dismiss the Application for Review and Staying of Brief
/litigation/apdocuments/3-20192-2021-02-22-shad-nhebi-clayton-brief-in-opposition.pdf
2021-02-25
FINRA'S Reply in Support of its Motion to Dismiss Shad Nhebi Clayton's Application for Review
/litigation/apdocuments/3-20192-2021-02-25-finras-reply-in-support.pdf
2021-10-25
34-93422
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-93422.pdf
2021-12-13
34-93760
Opinion of the Commission
/litigation/opinions/2021/34-93760.pdf