2021-07-16
3-20184
Sood, Munish
/litigation/apdocuments/ap-3-20184.xml
2020-12-21
34-90751
IA-5652
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Section 15(b)(6) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2020/34-90751.pdf
2021-01-11
Munish Sood's Answer to Order Instituting Administrative Proceedings and Notice of Hearing
/litigation/apdocuments/3-20184-2020-01-11-munish-sood-answer-to-order.pdf
2021-03-01
34-91228
Scheduling Order
/litigation/opinions/2021/34-91228.pdf
2021-04-29
Division's Motion for Summary Disposition and Memorandum of Points and Authorities in Support with Index of Attachments
/litigation/apdocuments/3-20184-2021-04-29-divisions-motion-for-summary-disposition.pdf
2021-06-02
Munish Sood’s Response in Opposition to Division of Enforcement’s Motion For Summary Disposition
/litigation/apdocuments/3-20184-2021-06-02-munish-sood-response.pdf
2021-06-02
Index of Attachments In Support Of Munish Sood’s Response to Motion For Summary Disposition and Memorandum of Points and Authorities in Support
/litigation/apdocuments/3-20184-2021-06-02-index-of-attachments-in-support.pdf
2021-06-02
Declaration of Jay A. Dubow in Support of Munish Sood’s Response to the Division of Enforcement’s Motion for Summary Disposition
/litigation/apdocuments/3-20184-2021-06-02-declaration-of-jay-dubow.pdf
2021-06-10
Division's Reply Brief in Support of it's Motion for Summary Disposition
/litigation/apdocuments/3-20184-2021-06-10-divisions-reply-brief-in-support-of-motion-for-summary-disposition.pdf
2021-06-30
Munish Sood's Response in Opposition to Division's Motion for Summary Disposition-Oral Argument Requested with Index of Attachments and Memorandum of Points and Authorities in Support
/litigation/apdocuments/3-20184-2021-06-30-munish-sood-response.pdf
2021-06-30
Respondent’s Motion for Oral Argument
/litigation/apdocuments/3-20184-2021-06-30-motion-for-oral-argument.pdf
2021-06-30
Declaration of Jay A. Dubow in Support of Munish Sood's Response to the Division’s Motion for Summary Disposition
/litigation/apdocuments/3-20184-2021-06-30-declaration-of-jay-dubow.pdf