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  <creationDate>2022-06-13</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-20168</fileNumber>
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    <respondents>
      <respondent>Lindner, Robert J.</respondent>
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    <caseLink>/litigation/apdocuments/ap-3-20168.xml</caseLink>
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  <releaseItem>
    <date>2020-12-14</date>
    <releaseNumber>IA-5647</releaseNumber>
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    <title>Order Instituting Administrative Proceedings Pursuant to  Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing</title>
    <secLink>/litigation/admin/2020/ia-5647.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-02-05</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Division's Motion for Default Disposition against Respondent Robert J. Lindner and Supporting Memorandum of Law</title>
    <secLink>/litigation/apdocuments/3-20168-2021-02-05-divisions-motion-for-default-disposition.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-08-20</date>
    <releaseNumber>IA-5828</releaseNumber>
    <otherReleaseNumbers />
    <title>Order to Show Cause</title>
    <secLink>/litigation/opinions/2021/ia-5828.pdf</secLink>
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  <releaseItem>
    <date>2022-06-13</date>
    <releaseNumber>IA-6048</releaseNumber>
    <otherReleaseNumbers />
    <title>Opinion of the Commission</title>
    <secLink>/litigation/opinions/2022/ia-6048.pdf</secLink>
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