Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

2021-07-21 3-20159 Mutimura, Parfait /litigation/apdocuments/ap-3-20159.xml 2020-12-04 34-90566 IA-5639 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing /litigation/admin/2020/34-90566.pdf 2021-03-03 Motion for Entry of Default and Leave to File Motion for Summary Disposition /litigation/apdocuments/3-20159-2021-03-03-motion-for-entry-of-default.pdf 2021-04-16 34-91597 Order to Show Cause /litigation/opinions/2021/34-91597.pdf 2021-06-24 Declaration of Richard G. Primoff in Support of Division's Motion for Default and Imposition of Remedial Sanctions /litigation/apdocuments/declaration-of-richard-g-primoff-062421.pdf 2021-06-24 Division's Motion for a Finding that Respondent is in Default and for Imposition of Remedial Sanctions and Supporting Memorandum of Law /litigation/apdocuments/division-motion-finding-respondent-default-062421.pdf