2021-01-26
3-20139
Rashid, Mohammed Ali
/litigation/apdocuments/ap-3-20139.xml
2020-10-26
IA-5620
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2020/ia-5620.pdf
2020-11-16
Answer to Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/apdocuments/3-20139-2020-11-16-answer-to-order-instituting-administrative-proceedings.pdf
2020-11-25
Division's Motion for Summary Disposition Against Respondent Mohammed Ali Rashid and Memorandum of Law in Support with Exhibits
/litigation/apdocuments/3-20139-2020-11-25-divisions-motion-for-summary-disposition.pdf
2020-12-02
IA-5636
Order Granting an Extension of Time
/litigation/opinions/2020/ia-5636.pdf
2020-12-10
IA-5645
Order Granting an Extension of Time
/litigation/opinions/2020/ia-5645.pdf
2020-12-17
IA-5648
Order Granting an Extension of Time
/litigation/opinions/2020/ia-5648.pdf
2021-01-04
Respondent Mohammed Ali Rashid's Opposition to Division's Motion for Summary Disposition
/litigation/apdocuments/3-20139-2021-01-04-respondent-mohammed-ali-rashids-opposition-to-divisions-motion-for-summary-disposition.pdf
2021-01-25
Division's Reply Memorandum in Further Support of Motion for Summary Disposition
/litigation/apdocuments/3-20139-2021-01-25-divisions-reply-memorandum.pdf