2023-06-29
3-20134
Smith, Paul Horton, Sr.
/litigation/apdocuments/ap-3-20134.xml
2020-10-22
IA-5618
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2020/ia-5618.pdf
2022-08-29
IA-6100
Order Regarding Service
/litigation/opinions/2022/ia-6100.pdf
2022-11-30
IA-6194
Order Directing Status Report from The Division Of Enforcement
/litigation/opinions/2022/ia-6194.pdf
2023-01-12
IA-6215
Order to Show Cause
/litigation/opinions/2023/ia-6215.pdf
2023-02-28
IA-6252
Order Directing Respondent to File Certificate of Service
/litigation/opinions/2023/ia-6252.pdf
2023-04-17
IA-6287
Order Denying Respondent's Motion to Stay Proceeding and Directing Respondent to Show Cause
/litigation/opinions/2023/ia-6287.pdf
2023-06-16
Division of Enforcement’s Motion for Leave to File Motion for Default
/litigation/apdocuments/3-20134-2023-06-16-doe-motion.pdf
2023-06-29
IA-6338
Order Granting Extensions of Time and Accepting Motion for Default
/litigation/opinions/2023/ia-6338.pdf
2023-07-19
Division of Enforcement's Notice
/litigation/apdocuments/3-20134-2023-07-19-divi-notice.pdf