2023-07-10
3-20127
Smith, Eric S.
/litigation/apdocuments/ap-3-20127.xml
2020-10-20
Application for Review
/litigation/apdocuments/3-20127-10-20-20-application-for-review.pdf
2020-10-26
34-90269
Extension Order
/litigation/opinions/2020/34-90269.pdf
2020-12-03
34-90561
Order Scheduling Briefs
/litigation/opinions/2020/34-90561.pdf
2020-12-30
34-90825
Extension Order
/litigation/opinions/2020/34-90825.pdf
2021-01-18
Applicant's Motion for Oral Argument
/litigation/apdocuments/3-20127-2021-01-18-motion-for-oral-argument.pdf
2021-01-18
Applicant Eric S. Smith's Opening Brief
/litigation/apdocuments/3-20127-2021-01-18-applicant-eric-s-smith-opening-brief.pdf
2021-02-17
Brief of FINRA in Opposition to Application for Review
/litigation/apdocuments/3-20127-2021-02-17-brief-of-finra-in-opposition-to-application-for-review.pdf
2021-03-02
34-91237
Extension Order
/litigation/opinions/2021/34-91237.pdf
2021-03-11
Applicant Eric S. Smith's Reply Brief
/litigation/apdocuments/3-20127-2021-03-11-applicant-eric-s-smith-reply-brief.pdf
2022-01-10
34-93944
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-93944.pdf
2022-04-11
34-94675
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94675.pdf
2022-07-11
34-95252
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95252.pdf
2022-10-11
34-96031
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96031.pdf
2023-01-09
34-96615
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-96615.pdf
2023-04-10
34-97275
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97275.pdf
2023-07-10
34-97864
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97864.pdf