2023-07-10
3-20126
Clarke, Michael Joseph
/litigation/apdocuments/ap-3-20126.xml
2020-10-19
Application for Review of FINRA Final Decision
/litigation/apdocuments/3-20126-2020-10-19-application-for-review.pdf
2020-11-23
34-90488
Order Scheduling Briefs
/litigation/opinions/2020/34-90488.pdf
2021-01-06
34-90858
Renewed Order Scheduling Briefs
/litigation/opinions/2021/34-90858.pdf
2021-02-05
34-91072
Extension Order
/litigation/opinions/2021/34-91072.pdf
2021-03-08
34-91277
Extension Order
/litigation/opinions/2021/34-91277.pdf
2021-03-16
Letter from Respondent
/litigation/apdocuments/3-20126-2021-03-16-cover-letter-from-respondent.pdf
2021-03-31
34-91448
Extension Order
/litigation/opinions/2021/34-91448.pdf
2021-04-28
Finra's Brief in Opposition to Application for Review
/litigation/apdocuments/3-20126-2021-04-28-brief-of-finra-in-opposition-to-application-for-review.pdf
2022-02-28
34-94321
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94321.pdf
2022-05-31
34-95010
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95010.pdf
2022-08-29
34-95631
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95631.pdf
2022-11-28
34-96388
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96388.pdf
2023-02-27
34-96986
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-96986.pdf
2023-05-30
34-97619
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97619.pdf
2023-06-29
34-97821
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97821.pdf
2023-07-10
34-97860
Opinion of the Commission
/litigation/opinions/2023/34-97860.pdf