2022-10-21
3-20086
Haynes, Gary Edward
/litigation/apdocuments/ap-3-20086.xml
2020-09-28
IA-5597
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2020/ia-5597.pdf
2021-02-26
IA-5692
Order Regarding Service
/litigation/opinions/2021/ia-5692.pdf
2021-06-09
Motion of the Division's for an Opinion of the Commission Finding Respondent in Default, Making Findings, and Imposing Sanctions
/litigation/apdocuments/3-20086-2021-06-09-motion-of-the-division.pdf
2021-07-26
IA-5807
Order to Show Cause
/litigation/opinions/2021/ia-5807.pdf
2022-04-28
IA-6007
Order Requesting Briefs
/litigation/opinions/2022/ia-6007.pdf
2022-06-09
Division Brief with Exhibit 1-2
/litigation/apdocuments/3-20086-2022-06-09-division-brief.pdf
2022-08-08
IA-6080
Order
/litigation/opinions/2022/ia-6080.pdf
2022-08-19
IA-6093
Order
/litigation/opinions/2022/ia-6093.pdf
2022-08-18
Division's Motion to Amend Order Instituting Proceedings with Proposed Amended Order Attached
/litigation/apdocuments/3-20086-2022-08-18-divisions-motion.pdf
2022-10-21
IA-6172
Order Granting Motion to Amend the Order Instituting Proceedings
/litigation/opinions/2022/ia-6172.pdf
2022-12-01
34-96424
Order Regarding Service of Amended Order Instituting Administrative Proceedings
/litigation/opinions/2022/34-96424.pdf
2022-12-09
IA-6202
Order to Show Cause
/litigation/opinions/2022/ia-6202.pdf
2023-02-21
Division of Enforcement’s Default Motion
/litigation/apdocuments/3-20086-2023-02-21-division-motion.pdf