2021-05-18
3-19917
Potomac Capital Markets, LLC
/litigation/apdocuments/ap-3-19917.xml
2019-08-18
Application for Review
/litigation/apdocuments/3-19917-2020-08-18-application-for-review.pdf
2020-09-09
FINRA'S Motion to Dismiss the Application for Review and to Stay the Briefing Schedule
/litigation/apdocuments/3-19917-2020-09-09-finras-motion-to-dismiss-the-application-for-review-and-to-stay-the-briefing-schedule.pdf
2020-12-15
34-90669
Extension Order
/litigation/opinions/2020/34-90669.pdf
2020-11-18
Letter from Respondent Regarding Application to Appeal Decision by FINRA to Expel
/litigation/apdocuments/3-19917-2020-11-18-letter-from-respondent.pdf
2021-01-15
Potomac Capital Markets, LLC'S Opposition to Finra's Motion to Dismiss the Application for Review and to Stay the Briefing Schedule
/litigation/apdocuments/3-19917-2021-01-15-potomac-capital-markets-opposition-to-finra-motion.pdf
2021-01-21
FINRA'S Reply Brief in Support of its Motion to Dismiss the Application for Review
/litigation/apdocuments/3-19917-2021-01-21-finra-reply-brief-in-support.pdf
2021-01-29
Potomac Capital Markets, LLC's Motion for Stay
/litigation/apdocuments/3-19917-2021-01-29-potomac-capital-markets-motion-for-stay.pdf
2021-02-05
FINRA'S Brief in Opposition to the Motion for a Stay
/litigation/apdocuments/3-19917-2021-02-05-finras-brief-in-opposition-to-the-motion-for-a-stay.pdf
2021-02-11
Reply to FINRA'S Opposition to Potomac Capital Markets, LLC'S Motion for Stay
/litigation/apdocuments/3-19917-2021-02-11-reply-to-finras-opposition.pdf
2021-02-19
34-91172
Order Denying Stay
/litigation/opinions/2021/34-91172.pdf
2021-05-18
34-91916
Order Granting Motion to Withdraw Application for Review
/litigation/opinions/2021/34-91916.pdf
2021-05-04
Letter dated 4-28-2021 from Respondent announcing Withdrawal and Voluntary Dismissal of Potomac Capital Markets, LLC matter
/litigation/apdocuments/3-19917-2021-05-04-letter-dated-04-28-2021-from-respondent.pdf