2022-09-23
3-19849
Burkholz, Neil
/litigation/apdocuments/ap-3-19849.xml
2020-07-01
IA-5530
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2020/ia-5530.pdf
2021-10-19
IA-5892
Order Regarding Service
/litigation/opinions/2021/ia-5892.pdf
2021-12-13
IA-5923
Supplemental Order Regarding Service
/litigation/opinions/2021/ia-5923.pdf
2022-03-29
IA-5986
Second Supplemental Order Regarding Service
/litigation/opinions/2022/ia-5986.pdf
2022-08-30
IA-6101
Third Supplemental Order Regarding Service
/litigation/opinions/2022/ia-6101.pdf
2022-09-16
IA-6132
Order Dismissing Proceeding
/litigation/opinions/2022/ia-6132.pdf
2022-09-07
Division's Motion to Dismiss
/litigation/apdocuments/3-19849-2022-09-07-division-motion.pdf