2021-08-31
3-19838
Polit, John Christopher
/litigation/apdocuments/ap-3-19838.xml
2020-06-29
34-89171
IA-5528
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2020/34-89171.pdf
2020-09-11
34-89844
IA-5578
Order Granting an Extension of Time
/litigation/opinions/2020/34-89844.pdf
2020-09-28
Respondent John Christopher Polit's Motion for Dismissal without Prejudice, or, in the Alternative, for Extension of Time to Respond to Order Instituting Proceedings
/litigation/apdocuments/3-19838-2020-09-28-respondent-john-christopher-polits-motion-for-dismissal.pdf
2020-10-09
34-90150
IA-5611
Order Granting an Extension of Time
/litigation/opinions/2020/34-90150.pdf
2020-10-23
Divison's Response to Respondent's Motion for Dismissal without Prejudice, or, in the Alternative, for Extension of Time to Respond to Order Instituting Proceedings
/litigation/apdocuments/3-19838-2020-10-23-divisions-response-to-respondents-motion-for-dismissal.pdf
2020-10-27
Respondent John Christopher Polit's Reply to Enforcement's Response to Motion for Dismissal without Prejudice, or, in the Alternative, for Extension of Time to Respond to Order Instituting Proceedings
/litigation/apdocuments/3-19838-10-27-20-respondent-john-christopher-polits-reply.pdf
2020-12-18
Division's Motion to the Commission to Dismiss Administrative Proceedings
/litigation/apdocuments/3-19838-2020-12-18-divisions-motion-to-the-commission-to-dismiss-administrative-proceedings.pdf
2021-02-12
Respondent John Christopher Polit's Partial Joinder with Enforcement's Motion to Dismiss, and Request for Other Relief
/litigation/apdocuments/3-19838-2021-02-12-respondent-john-christopher-polits-partial-joinder.pdf
2021-02-17
Division's Response to Respondent's Partial Joinder with Division's Motion to Dismiss, and Request for Other Relief
/litigation/apdocuments/3-19838-2021-02-17-divisions-response-to-respondents-partial-joinder.pdf
2021-02-18
Respondent John Christopher Polit's Notice of Filing Document Mentioned but not filed with Partial Joinder with Enforcement's Motion to Dismiss, and Request for Other Relief
/litigation/apdocuments/3-19838-2021-02-18-respondent-john-christopher-polit-notice-of-filing.pdf
2021-02-19
Respondent John Christopher Polit's Reply to Division's Response to Respondent's Partial Joinder with Division's Motion to Dismiss, and Request for Other Relief
/litigation/apdocuments/3-19838-2021-02-19-respondent-john-christopher-polit-reply.pdf
2021-02-19
Respondent John Christopher Polit's Request for Oral Argument
/litigation/apdocuments/3-19838-2021-02-19-respondent-john-christopher-polit-request-for-oral-argument.pdf
2021-08-31
34-92829
IA-5843
Order Dismissing Proceeding
/litigation/opinions/2021/34-92829.pdf