2021-11-19
3-19814
Davis, Warren A.
/litigation/apdocuments/ap-3-19814.xml
2020-05-27
34-88962
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2020/34-88962.pdf
2020-10-16
Division of Enforcement's Default Motion
/litigation/apdocuments/3-19814-2020-10-16-divisions-motion-for-entry-of-default.pdf
2021-10-06
34-93265
Order to Show Cause
/litigation/opinions/2021/34-93265.pdf
2021-11-16
Division's Renewed Motion for Entry of Default and Imposition of Remedial Sanctions against Respondent Warren A. Davis with Exhibits A-E
/litigation/apdocuments/3-19814-2021-11-16-divisions-renewed-motion.pdf
2022-11-16
34-96326
Order Requesting Briefs
/litigation/opinions/2022/34-96326.pdf
2022-12-14
Division of Enforcement's Brief Re Consolidation
/litigation/apdocuments/3-19814-2022-12-14-divisions-brief.pdf
2023-04-25
34-97376
Order Consolidating Proceedings and Requesting Additional Briefing and Materials
/litigation/opinions/2023/34-97376.pdf
2023-05-24
Division of Enforcement's Supplemental Brief Re Default
/litigation/apdocuments/3-19814-2023-05-24-div-add-brief-redact.pdf