2020-09-17
3-19795
Beane, Stacy L.
/litigation/apdocuments/ap-3-19795.xml
2020-05-12
IA-5501
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2020/ia-5501.pdf
2020-06-16
Respondent Beane’s Answer
/litigation/apdocuments/3-19795-event-2020-06-16-respondent-answer.pdf
2020-07-14
IA-5537
Order Setting Briefing Schedule
/litigation/opinions/2020/ia-5537.pdf
2020-08-05
Division’s Motion and Memorandum of Law in Support of Summary Disposition
/litigation/apdocuments/3-19795-2020-08-05-divisions-motion-and-memorandum-of-law-in-support-of-summary-disposition.pdf
2020-09-08
Respondents’ Response to the Division’s Motion for Summary Disposition
/litigation/apdocuments/3-19795-2020-09-08-respondents-response-to-the-divisions-motion-for-summary-disposition.pdf