2022-04-29
3-19696
Meyer, Joseph A., Jr.
/litigation/apdocuments/ap-3-19696.xml
2020-02-07
34-88153
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Sections 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
/litigation/admin/2020/34-88153.pdf
2021-07-13
34-92386
IA-5775
Order Regarding Service
/litigation/opinions/2021/34-92386.pdf
2021-10-21
34-93400
IA-5894
Supplemental Order Regarding Service
/litigation/opinions/2021/34-93400.pdf
2021-11-30
Motion by Division for Default Disposition and for Imposition of Remedial Sanctions with Exhibits A-D
/litigation/apdocuments/3-19696-2021-11-30-motion-by-division.pdf
2021-12-09
34-93746
IA-5919
Order to Show Cause
/litigation/opinions/2021/34-93746.pdf
2022-04-29
34-94822
IA-6009
Opinion of the Commission
/litigation/opinions/2022/34-94822.pdf