﻿<?xml version="1.0" encoding="utf-8" standalone="yes"?>
<?xml-stylesheet type="text/xsl" href="/css/apdocuments/ap-case.xsl"?>
<apCase>
  <creationDate>2023-07-10</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-19652</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>Tweed, Robert R.</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-19652.xml</caseLink>
  </apCaseHeader>
  <releaseItem>
    <date>2020-01-10</date>
    <releaseNumber />
    <otherReleaseNumbers />
    <title>Application for Review</title>
    <secLink>/litigation/apdocuments/3-19652-event-2.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-02-14</date>
    <releaseNumber>34-88222</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Scheduling Briefs</title>
    <secLink>/litigation/opinions/2020/34-88222.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-02-27</date>
    <releaseNumber>34-88298</releaseNumber>
    <otherReleaseNumbers />
    <title>Extension Order</title>
    <secLink>/litigation/opinions/2020/34-88298.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-03-23</date>
    <releaseNumber>34-88461</releaseNumber>
    <otherReleaseNumbers />
    <title>Extension Order</title>
    <secLink>/litigation/opinions/2020/34-88461.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-04-27</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Brief in Support of Application for Modification or Reversal of the Decision by the National
Adjudicatory Council</title>
    <secLink>/litigation/apdocuments/3-19652-event-2020-04-24-brief-in-support-of-application-for-review.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-05-28</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>FINRA's Brief in Opposition to Application for Review</title>
    <secLink>/litigation/apdocuments/3-19652-event-2020-05-28-finras-brief-in-opposition-to-application-for-review.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-06-04</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Applicant’s Reply Brief in Support of Application</title>
    <secLink>/litigation/apdocuments/3-19652-event-06-04-20-applicant-tweed-reply-brief.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-04-12</date>
    <releaseNumber>34-91534</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2021/34-91534.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-07-09</date>
    <releaseNumber>34-92372</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2021/34-92372.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-10-12</date>
    <releaseNumber>34-93292</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2021/34-93292.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-01-10</date>
    <releaseNumber>34-93942</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2022/34-93942.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-04-11</date>
    <releaseNumber>34-94668</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2022/34-94668.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-07-11</date>
    <releaseNumber>34-95253</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2022/34-95253.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-10-11</date>
    <releaseNumber>34-96030</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2022/34-96030.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2023-01-09</date>
    <releaseNumber>34-96618</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2023/34-96618.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2023-04-10</date>
    <releaseNumber>34-97278</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2023/34-97278.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2023-05-10</date>
    <releaseNumber>34-97472</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2023/34-97472.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2023-06-09</date>
    <releaseNumber>34-97684</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2023/34-97684.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2023-07-10</date>
    <releaseNumber>34-97865</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2023/34-97865.pdf</secLink>
  </releaseItem>
</apCase>