2022-08-31
3-19635
Stephen Condon Peters
/litigation/apdocuments/ap-3-19635.xml
2020-01-06
IA-5424
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2020/ia-5424.pdf
2020-02-04
Answer (pro se)
/litigation/apdocuments/3-19635-event-2.pdf
2020-02-13
Division of Enforcement's Motion and Memorandum of Law in Support of Summary Disposition Against Respondent
/litigation/apdocuments/3-19635-event-5.pdf
2020-05-27
Respondent's Answer
/litigation/apdocuments/3-19635-event-2020-05-27-respondents-answer.pdf
2022-08-31
IA-6102
Order Requesting Additional Briefing and Denying Stay as Moot
/litigation/opinions/2022/ia-6102.pdf
2022-09-29
Division's Supplemental Memorandum in Support if it's Motion for Summary Disposition against Respondent with Exhibits A-B
/litigation/apdocuments/3-19635-2022-09-29-division-supplemental-memorandum.pdf
2022-10-17
Respondent's Answer to Division's Supplemental Memorandum in Support if it's Motion for Summary Disposition
/litigation/apdocuments/3-19635-2022-10-17-respondents-answer.pdf