2022-10-06
3-19606
Vetter, Thomas H.
/litigation/apdocuments/ap-3-19606.xml
2019-11-22
34-87604
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2019/34-87604.pdf
2019-12-11
Answer, with Ex. 1-17
/litigation/apdocuments/3-19606-event-2.pdf
2021-01-25
Division's Motion for Summary Disposition
/litigation/apdocuments/3-19606-2021-01-25-divisions-motion-for-summary-disposition.pdf
2022-10-06
34-95999
Order Regarding Prehearing Conference
/litigation/opinions/2022/34-95999.pdf
2023-04-27
34-97391
Order Extending Time for Respondent to File a Brief Opposing Summary Disposition and for the Division of Enforcement to File a Reply
/litigation/opinions/2023/34-97391.pdf
2023-05-15
Respondent Vetter's Opposition to Summary Disposition
/litigation/apdocuments/3-19606-2023-05-15-vetter-reply.pdf
2023-06-01
Division of Enforcement's Reply ISO Summary Disposition
/litigation/apdocuments/3-19606-2023-06-01-divi-reply-iso-moti-for-summ-disposi.pdf