2022-04-21
3-19515
Carter, Patrick S.
/litigation/apdocuments/ap-3-19515.xml
2019-09-25
34-87101
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2019/34-87101.pdf
2021-01-19
34-90942
Order Regarding Service
/litigation/opinions/2021/34-90942.pdf
2021-06-15
34-92181
Supplemental Order Regarding Service
/litigation/opinions/2021/34-92181.pdf
2021-07-29
34-92520
Second Supplemental Order Regarding Service
/litigation/opinions/2021/34-92520.pdf
2021-08-23
34-92732
Order to Show Cause
/litigation/opinions/2021/34-92732.pdf
2021-09-30
Division's Motion for Entry of Default and Sanctions
/litigation/apdocuments/3-19515-2021-09-30-division-motion-for-entry-of-default-and-sanctions.pdf
2021-09-30
Declaration of Douglas M. Miller in Support of Division's Motion for Entry of Default and Sanctions
/litigation/apdocuments/3-19515-2021-09-30-declaration-of-douglas-m-miller.pdf
2022-04-21
34-94770
Opinion of the Commission
/litigation/opinions/2022/34-94770.pdf