2022-06-07
3-19497
Vassallo, Anthony
/litigation/apdocuments/ap-3-19497.xml
2019-09-24
IA-5362
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2019/ia-5362.pdf
2021-04-05
IA-5712
Order Regarding Service
/litigation/opinions/2021/ia-5712.pdf
2021-09-03
IA-5849
Order to Show Cause
/litigation/opinions/2021/ia-5849.pdf
2021-11-15
Division's Motion for the Entry of Findings and Imposition of Remedial Relief by Default against Respondent Anthony Vassallo
/litigation/apdocuments/3-19497-2021-11-15-divisions-motion.pdf
2022-06-06
IA-6042
Opinion of the Commission
/litigation/opinions/2022/ia-6042.pdf