2019-11-06
3-19435
Apostelos, William M.
/litigation/apdocuments/ap-3-19435.xml
2019-09-11
34-86932
IA-5341
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2019/34-86932.pdf
2019-10-15
Respondent Apostelos's Letter
/litigation/apdocuments/3-19435-event-2_redacted.pdf
2019-10-30
Answer
/litigation/apdocuments/3-19429-event-6.pdf
2020-08-05
Division of Enforcement's Motion for Summary Disposition
/litigation/apdocuments/3-19435-2020-08-05-divisions-motion-for-summary-disposition.pdf
2023-06-13
34-97711
IA-6326
Order to Show Cause
/litigation/opinions/2023/34-97711.pdf