2020-08-26
3-19360
Alpine Securities Corp.
Scottsdale Capital Advisors Corp.
/litigation/apdocuments/ap-3-19360.xml
2019-08-29
Notice of Withdrawal of Petitioner's Stay Motion
/litigation/apdocuments/3-19360-event-6.pdf
2019-09-27
34-87146
Order Granting Motion to Withdraw Request for Stay and Terminating Interim Stay
/litigation/opinions/2019/34-87146.pdf
2019-09-27
34-87151
Order Scheduling Briefs
/litigation/opinions/2019/34-87151.pdf
2019-10-28
FINRA's Brief Concerning the Commission's Jurisdiction
/litigation/apdocuments/3-19360-event-12.pdf
2019-11-12
FINRA's Reply Brief Concerning the Commission's Jurisdiction
/litigation/apdocuments/3-19360-event-14.pdf
2020-07-13
34-89293
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-89293.pdf
2020-08-12
34-89538
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-89538.pdf
2020-08-26
34-89685
Opinion of the Commission
/litigation/opinions/2020/34-89685.pdf