2022-03-30
3-19243
Fidelity Transfer Services, Inc.
Sanchez, Ruben
/litigation/apdocuments/ap-3-19243.xml
2019-07-10
34-86347
IC-33550
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 17A(c) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
/litigation/admin/2019/34-86347.pdf
2019-07-22
34-86427
IC-33562
Order
/litigation/opinions/2019/34-86427.pdf
2019-08-20
34-86718
IC-33597
Order to Show Cause
/litigation/opinions/2019/34-86718.pdf
2019-09-16
34-86974
IC-33626
Order Regarding Service
/litigation/opinions/2019/34-86974.pdf
2019-10-08
34-87248
IC-33657
Order
/litigation/opinions/2019/34-87248.pdf
2020-08-06
34-89493
IC-33966
Order to Show Cause
/litigation/opinions/2020/34-89493.pdf
2020-09-18
Declaration of Lyn M. Dean in Support of Division Motion for Entry of Default Judgement and Sanctions
/litigation/apdocuments/3-19243-2020-09-18-declaration-of-lynn-m-dean.pdf
2020-09-18
Division Motion for Entry of Default Judgement and Sanctions
/litigation/apdocuments/3-19243-2020-09-18-division-motion-for-entry-of-default-judgment-and-sanctions.pdf
2020-12-15
34-90674
IC-34142
Order Requesting Additional Materials
/litigation/opinions/2020/34-90674.pdf
2021-01-15
Division's Supplemental Brief in Support of it's Motion for Entry of Default Judgment and Sanctions
/litigation/apdocuments/3-19243-2021-01-15-divisions-supplemental-brief-in-support.pdf
2021-01-15
Supplemental Declaration of Lynn M. Dean in Support of Division's Motion for Entry of Default Judgment and Sanctions
/litigation/apdocuments/3-19243-2021-01-15-supplemental-declaration-of-lynn-m-dean.pdf
2022-03-29
34-94545
IC-34548
Opinion of the Commission
/litigation/opinions/2022/34-94545.pdf