2020-12-21
3-19138
Zipper, Bruce
Dakota Securities International, Inc.
/litigation/apdocuments/ap-3-19138.xml
2019-04-08
Application for Review
/litigation/apdocuments/3-19138-event-1.pdf
2019-05-09
34-85822
Order Scheduling Briefs
/litigation/opinions/2019/34-85822.pdf
2019-06-05
34-86043
Extension Order
/litigation/opinions/2019/34-86043.pdf
2019-06-21
Bruce Zipper and Dakota Securities Brief in its Appeal
/litigation/apdocuments/3-19138-event-8.pdf
2019-07-24
FINRA's Brief in Opposition to Application For Review
/litigation/apdocuments/3-19138-event-9.pdf
2019-08-05
Letter dated 7/26/2019, Applicant's Response to FINRA letter dated July, 24, 2019
Opposition to Application for Review
/litigation/apdocuments/3-19138-event-10.pdf
2019-09-16
34-86981
Order Requesting Additional Written Submissions
/litigation/opinions/2019/34-86981.pdf
2019-10-02
34-87202
Order Regarding Briefs
/litigation/opinions/2019/34-87202.pdf
2020-04-06
34-88571
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-88571.pdf
2020-05-06
34-88832
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-88832.pdf
2020-06-19
34-89105
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-89105.pdf
2020-08-21
34-89634
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-89634.pdf
2020-09-21
34-89930
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-89930.pdf
2020-10-20
34-90225
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-90225.pdf
2020-11-20
34-90467
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-90467.pdf
2020-12-21
34-90737
Opinion of the Commission
/litigation/opinions/2020/34-90737.pdf