2023-06-12
3-18999
Cantone, Anthony
Cantone, Christine
/litigation/apdocuments/ap-3-18999.xml
2019-02-14
Application for Review
/litigation/apdocuments/3-18999-event-1.pdf
2019-04-05
34-85540
Corrected Order Granting Motion for Extension of Briefing Schedule
/litigation/opinions/2019/34-85540.pdf
2019-06-14
Applicant's Opening Brief in Support of Application for Review
/litigation/apdocuments/3-18999-event-9.pdf
2019-07-15
34-86384
Extension Order
/litigation/opinions/2019/34-86384.pdf
2019-07-15
FINRA's Brief in Opposition to Application for Review
/litigation/apdocuments/3-18999-event-11.pdf
2019-08-12
Applicants' Reply Brief in Support of Application for Review
/litigation/apdocuments/3-18999-event-13.pdf
2020-06-12
34-89054
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-89054.pdf
2020-09-14
34-89859
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-89859.pdf
2020-09-11
Rule 452 Motion to Add Additional Evidence
/litigation/apdocuments/3-18999-2020-09-11-rule-452-motion-to-add-additional-evidence.pdf
2020-09-15
Opposition to Cantone's Motion to Submit Additional Evidence
/litigation/apdocuments/3-18999-2020-09-15-opposition-to-cantones-motion-to-submit-additional-evidence.pdf
2020-09-18
Applicants' Reply in Further Support Rule 452 Motion to Add Additional Evidence
/litigation/apdocuments/3-18999-2020-09-18-applicants-reply-in-further-support-rule-452-motion-to-add-additional-evidence.pdf
2020-12-14
34-90657
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-90657.pdf
2021-03-12
34-91317
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-91317.pdf
2021-04-16
Applicants' Second Rule 452 Motion to Add Additional Evidence
/litigation/apdocuments/3-18999-2021-04-16-applicants-second-rule-452-motion-to-add-additional-evidence.pdf
2021-04-19
FINRA's Opposition to Applicants' Second Motion to Submit Additional Evidence
/litigation/apdocuments/3-18999-2021-04-19-finra-opposition-to-applicants-second-motion-to-submit-additional-evidence.pdf
2021-04-22
Applicants' Reply in Further Support of Second RUle 452 Motion to Add Additional Evidence
/litigation/apdocuments/3-18999-2021-04-22-applicants-reply-in-further-support.pdf
2021-06-11
34-92161
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-92161.pdf
2021-09-13
34-92960
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-92960.pdf
2021-12-13
34-93759
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-93759.pdf
2022-03-14
34-94407
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94407.pdf
2022-06-13
34-95096
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95096.pdf
2022-08-15
Applicant's Third Rule 452 Motion to Add Additional Evidence with Exhibits F and G
/litigation/apdocuments/3-18999-2022-08-15-applicants-third-rule-452-motion.pdf
2022-08-17
FINRA's Opposition to Applicant Third Motion to Submit Additional Evidence
/litigation/apdocuments/3-18999-2022-08-17-finras-opposition.pdf
2022-09-13
34-95758
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95758.pdf
2022-12-13
34-96479
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96479.pdf
2023-03-13
34-97115
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97115.pdf
2023-06-12
34-97695
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97695.pdf