﻿<?xml version="1.0" encoding="utf-8" standalone="yes"?>
<?xml-stylesheet type="text/xsl" href="/css/apdocuments/ap-case.xsl"?>
<apCase>
  <creationDate>2021-04-09</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-18990</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>Mansourian, Arthur</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-18990.xml</caseLink>
  </apCaseHeader>
  <releaseItem>
    <date>2019-02-07</date>
    <releaseNumber />
    <otherReleaseNumbers />
    <title>Application for Review</title>
    <secLink>/litigation/apdocuments/3-18990-event-1.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2019-03-18</date>
    <releaseNumber>34-85339</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Scheduling Briefs</title>
    <secLink>/litigation/opinions/2019/34-85339.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2019-04-05</date>
    <releaseNumber>34-85539</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Granting Motion to Extend Time to File Briefs</title>
    <secLink>/litigation/opinions/2019/34-85539.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2019-05-16</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Opening Brief in Support of Application of Arthur Mansourian for Modification or
Reversal of the Decision of the Financial Industry Regulatory Authority's National
Adjudicatory Council</title>
    <secLink>/litigation/apdocuments/3-18990-event-9.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2019-06-17</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>FINRA's Opposition to the Application for Review</title>
    <secLink>/litigation/apdocuments/3-18990-event-10.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2019-07-05</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Applicant's Reply Brief in Further Support of Application of Arthur Mansourian for
Modification or Reversal of Decision of the FINRA National Adjuratory Council</title>
    <secLink>/litigation/apdocuments/3-18990-event-11.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-05-05</date>
    <releaseNumber>34-88809</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2020/34-88809.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-07-06</date>
    <releaseNumber>34-89232</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2020/34-89232.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-09-04</date>
    <releaseNumber>34-89772</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2020/34-89772.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-11-03</date>
    <releaseNumber>34-90316</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2020/34-90316.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-01-04</date>
    <releaseNumber>34-90847</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2021/34-90847.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-03-05</date>
    <releaseNumber>34-91267</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2021/34-91267.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-03-19</date>
    <releaseNumber>34-91375</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2021/34-91375.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-04-02</date>
    <releaseNumber>34-91472</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Extending Time to Issue Decision</title>
    <secLink>/litigation/opinions/2021/34-91472.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-04-09</date>
    <releaseNumber>34-91527</releaseNumber>
    <otherReleaseNumbers />
    <title>Opinion of the Commission</title>
    <secLink>/litigation/opinions/2021/34-91527.pdf</secLink>
  </releaseItem>
</apCase>