2023-06-29
3-18979
Alpine Securities Corporation
/litigation/apdocuments/ap-3-18979.xml
2019-03-04
34-85245
Order Directing Additional Written Submissions
/litigation/opinions/2019/34-85245.pdf
2019-11-22
34-87599
Order Denying Stay and Denying Motion for Protective Order
/litigation/opinions/2019/34-87599.pdf
2018-12-26
Application for Review
/litigation/apdocuments/3-18979-event-1.pdf
2018-12-26
Alpine's Motion for an Interim Stay and Incorporated Memorandum of Points and
Authorities in Support
/litigation/apdocuments/3-18979-event-4.pdf
2019-01-28
Brief of National Securities Clearing Corporation in Support of Its Motion for and
Extension of Time to file Opposition to the Alpine Securities Corporation's Application
for A Stay
/litigation/apdocuments/3-18979-event-8.pdf
2019-02-11
Natl Secs Clearing Corp's (NSCC's) Application for Confidential Treatment and
Opposition to Alpine's Motion for an Interim Stay and Mem of Pts & Auth in Support
/litigation/apdocuments/3-18979-event-16.pdf
2019-02-11
Alpine's Request for Confidential Treatment and Reply Memorandun in Support of Its
Motion for an Interim Stay-REDACTED
/litigation/apdocuments/3-18979-event-20.pdf
2019-03-11
Alpine's Supplement to its Application for Confidential Treatment (submitted by
Alpine's Counsel Aaron D. Lebenta)
/litigation/apdocuments/3-18979-event-24.pdf
2019-03-11
NSCC's Response to the SEC's Order Directing Additional Written Submissions,
Dated 3/4/19
/litigation/apdocuments/3-18979-event-25.pdf
2019-08-02
Petitioner's Renewed Request for Issuance of a Briefing Schedule and Other
Appropriate Commission Action
/litigation/apdocuments/3-18979-event-26.pdf
2019-08-07
NSCC's Response to Alpine's Request for a Briefing Schedule and Additional Action
/litigation/apdocuments/3-18979-event-27.pdf
2019-12-12
34-87734
Extension Order
/litigation/opinions/2019/34-87734.pdf
2020-01-21
NSCC's Brief Addressing Timeliness and Jurisdiction, Memorandum of Points and
Authorities in Support, Supplemental Declaration of Timothy Cuddihy
/litigation/apdocuments/3-18979-event-29_redacted.pdf
2020-01-21
Applicant's Brief on Timeliness and Jurisdiction
/litigation/apdocuments/3-18979-event-30.pdf
2020-02-07
NSCC's Reply Brief Regarding the Timeliness of Alpine's Application for Review and SEC Jurisdiction
/litigation/apdocuments/3-18979-event-31.pdf
2020-02-11
Petitioner's Corrected Reply Brief Regarding the Timeliness of Alpine's Application for Review and Commission Jurisdiction
/litigation/apdocuments/3-18979-event-33.pdf
2020-02-11
NSCC's Letter to the SEC
/litigation/apdocuments/3-18979-event-35.pdf
2020-03-09
34-88346
Order requiring Additional Written Submissions
/litigation/opinions/2020/34-88346.pdf
2020-06-10
Letter from NSCC re: decision in NASDAQ v. SEC
/litigation/apdocuments/3-18979-event-2020-06-10-letter-from-nscc-to-os.pdf
2020-06-19
Applicant’s Response to NSCC’s letter dated 6-10-2020
/litigation/apdocuments/3-18979-event-2020-06-19-letter-from-applicant.pdf
2020-12-03
34-90557
Order Extending Time to Issue Decision
/litigation/opinions/2020/34-90557.pdf
2021-03-03
34-91251
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-91251.pdf
2021-06-01
34-92085
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-92085.pdf
2021-08-30
34-92818
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-92818.pdf
2021-11-29
34-93679
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-93679.pdf
2022-02-28
34-94331
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94331.pdf
2022-05-31
34-95009
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95009.pdf
2022-08-29
34-95632
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95632.pdf
2022-11-28
34-96387
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96387.pdf
2023-02-27
34-96984
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-96984.pdf
2023-03-28
34-97217
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97217.pdf
2023-04-28
34-97402
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97402.pdf
2023-05-30
34-97615
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97615.pdf
2023-06-29
34-97822
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97822.pdf