2020-01-30
3-18967
LBB & Associates Ltd., LLP
Lopez, Carlos, CPA
/litigation/apdocuments/ap-3-18967.xml
2019-01-14
34-84983
AAER-4014
Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, and Notice of Hearing
/litigation/admin/2019/34-84983.pdf
2019-02-12
Respondents LBB & Associates Ltd., and Carlos Lopez's Answer and Affirmative
Defenses
/litigation/apdocuments/3-18967-event-5.pdf
2019-04-09
34-85559
Order Regarding the Prehearing Conference
/litigation/opinions/2019/34-85559.pdf
2019-04-09
34-85569
Protective Order
/litigation/opinions/2019/34-85569.pdf
2019-05-07
34-85796
Order
/litigation/opinions/2019/34-85796.pdf
2019-11-12
34-87507
Order
/litigation/opinions/2019/34-87507.pdf
2019-12-23
34-87849
Order
/litigation/opinions/2019/34-87849.pdf
2020-01-30
34-88106
Order
/litigation/opinions/2020/34-88106.pdf
2020-02-06
34-88140
AAER-4116
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
/litigation/admin/2020/34-88140.pdf