2019-08-16
3-18960
Jumper, John Sherman
/litigation/apdocuments/ap-3-18960.xml
2018-12-26
34-84969
IA-5098
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2018/34-84969.pdf
2019-06-14
34-86116
Order to Show Cause
/litigation/opinions/2019/34-86116.pdf
2019-07-26
34-86484
IA-5309
Extension Order
/litigation/opinions/2019/34-86484.pdf
2019-08-05
Motion by Divison of Enforcement for a Finding that Respondent is in Defualt and for
lmpostiion of Remedial Scantions
/litigation/apdocuments/3-18960-event-8.pdf
2019-08-05
Declaration of Peter J. Diskin in Support of Motion by Division of Enforcement for a
Finding that Respondent is in Dafult and for Imposition of Remedial Sanctions
/litigation/apdocuments/3-18960-event-9.pdf
2022-11-30
34-96407
IA-6193
Opinion of the Commission
/litigation/opinions/2022/34-96407.pdf