2023-04-05
3-18934
Wetzel, Ronald R.
/litigation/apdocuments/ap-3-18934.xml
2018-12-17
Application for Review
/litigation/apdocuments/3-18934-event-1.pdf
2019-02-05
Wetzel's Response to FINRA's Motion to Expedite Appeal of Bart Kaplow and Stay
the Proceedings in Wetzel's Pending Appeal
/litigation/apdocuments/3-18934-event-5.pdf
2019-01-31
FINRA's Motion to Expedite Appeal of Bart Steven Kaplow and Stay the Proceedings in the Other Pending Arbitration Expungement Appeals
/litigation/apdocuments/3-18883-event-7.pdf
2019-04-04
34-85509
Order Consolidating Proceedings and Postponing Further Briefing
/litigation/opinions/2019/34-85509.pdf
2019-11-25
34-87615
Order Consolidating Appeals
/litigation/opinions/2019/34-87615.pdf
2020-08-06
34-89495
Order Finding Jurisdiction
/litigation/opinions/2020/34-89495.pdf
2020-08-19
34-89617
Order Consolidating Appeals
/litigation/opinions/2020/34-89617.pdf
2020-09-04
Consolidated Arbitration Application for Review of Action Taken by FINRA
/litigation/apdocuments/3-18877-2020-09-04-consolidated-arbitration-application-for-review-of-action-taken-by-finra.pdf
2020-11-05
34-90362
Extension Order
/litigation/opinions/2020/34-90362.pdf
2021-09-09
34-92923
Order Severing Proceedings
/litigation/opinions/2021/34-92923.pdf
2021-09-16
34-93036
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-93036.pdf
2021-09-21
34-93093
Order Requesting Additional Briefing
/litigation/opinions/2021/34-93093.pdf
2021-10-06
34-93267
Order Consolidating Appeals
/litigation/opinions/2021/34-93267.pdf
2021-10-21
FINRA'S Motion to Consolidate and Postpone Briefing
/litigation/apdocuments/3-18877-2021-10-21-finra-motion-to-consolidate-and-postpone-briefing.pdf
2021-11-08
34-93537
Order Consolidating Appeals
/litigation/opinions/2021/34-93537.pdf
2021-11-03
FINRA'S Motion to Consolidate and Postpone Briefing
/litigation/apdocuments/3-20631-2021-11-03-finra-motion-to-consolidate-and-postpone-briefing.pdf
2021-11-19
34-93623
Order Consolidating Appeals
/litigation/opinions/2021/34-93623.pdf
2021-12-15
34-93792
Order Extending Time to Issue Decision
/litigation/opinions/2021/34-93792.pdf
2022-04-22
FINRA'S Motion to Consolidate and Postpone Briefing
/litigation/apdocuments/3-18877-2022-04-22-finra-motion.pdf
2022-06-13
34-95098
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95098.pdf
2022-07-12
34-95260
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95260.pdf
2022-07-21
Applicant Unopposed Motion to Amend Exhibit and Brief in Support of Motion to Amend Exhibit with Exhibit 1
/litigation/apdocuments/3-18934-2022-07-21-applicant-unopposed-motion.pdf
2022-08-12
34-95493
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95493.pdf
2022-09-13
34-95759
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95759.pdf
2022-10-28
34-96179
Order Denying FINRA's Motion to Consolidate
/litigation/opinions/2022/34-96179.pdf
2022-11-14
34-96300
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96300.pdf
2022-12-14
34-96497
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96497.pdf
2023-01-13
34-96660
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-96660.pdf
2023-02-13
34-96899
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-96899.pdf
2023-03-14
34-97132
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97132.pdf
2023-04-05
34-97248
Opinion of the Commission
/litigation/opinions/2023/34-97248.pdf