2023-03-30
3-18781
Walker, Susan E.
/litigation/apdocuments/ap-3-18781.xml
2023-03-29
/litigation/apdocuments/3-18781-docket-2023-03-29.pdf
2018-09-18
34-84182
IA-5037
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
/litigation/admin/2018/34-84182.pdf
2019-02-26
Division's Motion for Default Judgment and Imposition of Sanctions Against
Respondent and Declaration of H. Norman Knickle
/litigation/apdocuments/3-18781-event-6_redacted.pdf
2020-06-18
34-89097
Order to Show Cause
/litigation/opinions/2020/34-89097.pdf
2023-06-02
33-11198
34-97640
IA-6323
IC-34933
AAER-4413
Order Dismissing Proceedings
/litigation/opinions/2023/33-11198.pdf