2019-05-07
3-18545
Addington, Bryan Lee
/litigation/apdocuments/ap-3-18545.xml
2018-06-18
34-83459
IA-4942
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2018/34-83459.pdf
2018-06-18
AP-5805
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2018/ap-5805.pdf
2018-06-22
AP-5819
Notice
/alj/aljorders/2018/ap-5819.pdf
2018-07-25
AP-5949
Notice
/alj/aljorders/2018/ap-5949.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-18
AP-5990
Order Following Reassignment
/alj/aljorders/2018/ap-5990.pdf
2018-10-10
AP-6158
Order Finding Service and Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6158.pdf
2018-10-31
AP-6271
Order to Show Cause
/alj/aljorders/2018/ap-6271.pdf
2018-11-21
Division's Motion and Memorandum of Law Supporting Entry of Default
/litigation/apdocuments/3-18545-event-16-redacted.pdf
2018-12-20
ID-1339
Initial Decision
/alj/aljdec/2018/id1339jeg.pdf
2019-05-07
34-85801
IA-5231
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/34-85801.pdf