2019-08-29
3-18534
Halek, Jason A.
/litigation/apdocuments/ap-3-18534.xml
2018-06-07
34-83394
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2018/34-83394.pdf
2018-06-08
AP-5782
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2018/ap-5782.pdf
2018-06-18
AP-5803
Order Finding Service and Scheduling Prehearing Conference
/alj/aljorders/2018/ap-5803.pdf
2018-06-25
AP-5841
Notice of Stay
/alj/aljorders/2018/ap-5841.pdf
2018-07-23
AP-5917
Notice of Extension of Stay
/alj/aljorders/2018/ap-5917.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-26
AP-6097
Order Following Reassignment
/alj/aljorders/2018/ap-6097.pdf
2018-11-07
AP-6308
Order Finding Service, Setting Answer Deadline, and Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6308.pdf
2018-12-13
AP-6402
Order Following Prehearing Conference
/alj/aljorders/2018/ap-6402.pdf
2018-12-13
Respondent's Answer
/litigation/apdocuments/3-18534-event-17.pdf
2019-02-01
AP-6434
Order On Motion to Extend Procedural Dates
/alj/aljorders/2019/ap-6434.pdf
2019-04-12
Division's Reply in Support of its Motion for Summary Disposition
/litigation/apdocuments/3-18534-event-25.pdf
2019-05-09
ID-1376
Initial Decision
/alj/aljdec/2019/id1376bpm.pdf
2019-08-28
34-86786
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/34-86786.pdf