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  <creationDate>2018-08-03</creationDate>
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    <fileNumbers>
      <fileNumber>3-18479</fileNumber>
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    <respondents>
      <respondent>Dykes, Steven J.</respondent>
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  <releaseItem>
    <date>2018-05-11</date>
    <releaseNumber>34-83215</releaseNumber>
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    <title>Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing</title>
    <secLink>/litigation/admin/2018/34-83215.pdf</secLink>
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  <releaseItem>
    <date>2018-05-11</date>
    <releaseNumber>AP-5725</releaseNumber>
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    <title>Order Scheduling Hearing and Designating Presiding Judge</title>
    <secLink>/alj/aljorders/2018/ap-5725.pdf</secLink>
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  <releaseItem>
    <date>2018-05-16</date>
    <releaseNumber>AP-5733</releaseNumber>
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    <title>Order Postponing Hearing</title>
    <secLink>/alj/aljorders/2018/ap-5733.pdf</secLink>
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  <releaseItem>
    <date>2018-06-12</date>
    <releaseNumber>AP-5791</releaseNumber>
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    <title>Order Scheduling Prehearing Conference</title>
    <secLink>/alj/aljorders/2018/ap-5791.pdf</secLink>
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  <releaseItem>
    <date>2018-06-14</date>
    <releaseNumber>AP-5796</releaseNumber>
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    <title>Order Rescheduling Prehearing Conference</title>
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  <releaseItem>
    <date>2018-06-20</date>
    <releaseNumber>AP-5810</releaseNumber>
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    <title>Order Canceling Prehearing Conference</title>
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  <releaseItem>
    <date>2018-06-26</date>
    <releaseNumber>AP-5858</releaseNumber>
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    <title>Notice of Stay</title>
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  <releaseItem>
    <date>2018-07-24</date>
    <releaseNumber>AP-5930</releaseNumber>
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    <title>Notice of Extension of Stay</title>
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  <releaseItem>
    <date>2018-08-03</date>
    <releaseNumber>34-83777</releaseNumber>
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    <title>Order Making Findings and Imposing Remedial Sanctions Against Steven J. Dykes Pursuant to Section 15(b) of the Securities Exchange Act of 1934</title>
    <secLink>/litigation/admin/2018/34-83777.pdf</secLink>
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