2019-04-22
3-18460
Alcorn, David
/litigation/apdocuments/ap-3-18460.xml
2018-04-30
34-83130
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2018/34-83130.pdf
2018-04-30
AP-5707
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2018/ap-5707.pdf
2018-05-08
AP-5720
Order Postponing Hearing, Directing the Division of Enforcement to File a Declaration of Service, and Directing the Parties to Confer
/alj/aljorders/2018/ap-5720.pdf
2018-05-14
AP-5726
Order Finding Service and Scheduling a Prehearing Conference
/alj/aljorders/2018/ap-5726.pdf
2018-05-18
AP-5737
Order Following Prehearing Conference
/alj/aljorders/2018/ap-5737.pdf
2018-06-25
AP-5836
Notice of Stay
/alj/aljorders/2018/ap-5836.pdf
2018-06-21
Division's Motion for Entry of Default and Sanctions, and Declaration of Donald W.
Searles in Support, with Exs. 1-4
/litigation/apdocuments/3-18460-event-7.pdf
2018-07-20
AP-5891
Notice of Extension of Stay
/alj/aljorders/2018/ap-5891.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-10-03
AP-6134
Order
/alj/aljorders/2018/ap-6134.pdf
2018-12-11
ID-1328
Initial Decision Making Findings and Imposing Sanction by Default
/alj/aljdec/2018/id1328cff.pdf
2019-04-22
34-85706
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/34-85706.pdf