2019-06-04
3-18454
Lee, Christopher M., aka Rashid K. Khalfani
/litigation/apdocuments/ap-3-18454.xml
2018-04-26
IA-4898
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2018/ia-4898.pdf
2018-04-26
AP-5701
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2018/ap-5701.pdf
2018-05-16
AP-5731
Postponement Order
/alj/aljorders/2018/ap-5731.pdf
2018-06-07
AP-5778
Order to Show Cause
/alj/aljorders/2018/ap-5778.pdf
2018-06-22
AP-5824
Notice
/alj/aljorders/2018/ap-5824.pdf
2018-07-25
AP-5948
Notice
/alj/aljorders/2018/ap-5948.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-18
AP-6003
Order Following Reassignment
/alj/aljorders/2018/ap-6003.pdf
2018-10-10
AP-6160
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6160.pdf
2018-10-18
AP-6211
Order Following Prehearing Conference
/alj/aljorders/2018/ap-6211.pdf
2018-11-14
AP-6321
Order Setting Briefing Schedule
/alj/aljorders/2018/ap-6321.pdf
2019-01-28
Division's Reply Brief in Support of Motion for Summary Disposition Against
Respondent Christopher M. Lee, a/k/a Rashid K. Khalfani and Declaration of Douglas M. Miller in Support, w/Exs. 1-2
/litigation/apdocuments/3-18454-event-28.pdf
2019-03-04
ID-1360
Initial Decision
/alj/aljdec/2019/id1360jeg.pdf
2019-06-04
IA-5246
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/ia-5246.pdf