2019-03-01
3-18382
Dakota Securities International
/litigation/apdocuments/ap-3-18382.xml
2018-04-04
FINRA's Motion to Dimiss the Application for Review and to Stay the Briefing
Schedule
/litigation/apdocuments/3-18382-event-5.pdf
2018-02-28
Application for Review
/litigation/apdocuments/3-18382-event-1.pdf
2018-05-01
34-83139
Order Extending Briefing Schedule
/litigation/opinions/2018/34-83139.pdf
2018-04-30
Respondent's Motion Opposing FINRA's Motion to Dimiss the Application for Review
/litigation/apdocuments/3-18382-event-6.pdf
2018-05-08
FINRA's Reply In Support of the Motion to Dimiss the Application for Review
/litigation/apdocuments/3-18382-event-8.pdf
2018-05-09
Letter Dated 5/4/2018 from Respondent re: Named Exhibit C - from the FINRA Hearing Officer Dated 2/6/2018
/litigation/apdocuments/3-18382-event-10.pdf
2019-02-08
34-85087
Order Extending Time to Issue Decision
/litigation/opinions/2019/34-85087.pdf
2019-03-01
34-85238
Opinion of the Commission
/litigation/opinions/2019/34-85238.pdf