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  <creationDate>2020-09-09</creationDate>
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      <fileNumber>3-18365</fileNumber>
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    <respondents>
      <respondent>Securities Industry and Financial Markets Association</respondent>
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    <date>2018-02-14</date>
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    <title>Memorandum of Law in Support of Motion to Hold Proceeding in Abeyance Pending
Resolution of In Re Applicaiton of SIFMA</title>
    <secLink>/litigation/apdocuments/3-18365-event-4.pdf</secLink>
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  <releaseItem>
    <date>2018-02-14</date>
    <releaseNumber></releaseNumber>
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    <title>Motion to Hold Proceeding In Abeyance Pending Resolution of In Re Application of
SIFMA</title>
    <secLink>/litigation/apdocuments/3-18365-event-5.pdf</secLink>
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  <releaseItem>
    <date>2018-02-23</date>
    <releaseNumber></releaseNumber>
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    <title>Response by SIFMA to NASDAQ's Motion to Hold Proceeding In Abeyance</title>
    <secLink>/litigation/apdocuments/3-18365-event-8.pdf</secLink>
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  <releaseItem>
    <date>2018-10-26</date>
    <releaseNumber></releaseNumber>
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    <title>Nasdaq as Administrator of the UTP Plan's Motion for Reconsideration of Order
Remanding Challenges to Plan Amendments and Directing National Market System
Plans to Develop Procedures, and Memorandum of Law in Support</title>
    <secLink>/litigation/apdocuments/3-18365-event-11.pdf</secLink>
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  <releaseItem>
    <date>2018-10-29</date>
    <releaseNumber></releaseNumber>
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    <title>Miami International Securities Exchange LLC and MIAX PEARL LLC's Motion for
Expedited Consideration and Brief in Support</title>
    <secLink>/litigation/apdocuments/3-18365-event-12.pdf</secLink>
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  <releaseItem>
    <date>2018-12-14</date>
    <releaseNumber>34-84827</releaseNumber>
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    <title>Order</title>
    <secLink>/litigation/opinions/2018/34-84827.pdf</secLink>
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  <releaseItem>
    <date>2020-08-07</date>
    <releaseNumber>34-89504</releaseNumber>
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    <title>Order Vacating Prior Order and Requesting Additional Briefs</title>
    <secLink>/litigation/opinions/2020/34-89504.pdf</secLink>
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  <releaseItem>
    <date>2020-08-31</date>
    <releaseNumber></releaseNumber>
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    <title>Notice of Voluntary Dismissal of Applications</title>
    <secLink>/litigation/apdocuments/3-15351-voluntary.pdf</secLink>
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  <releaseItem>
    <date>2020-09-03</date>
    <releaseNumber></releaseNumber>
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    <title>Notice of Voluntary Dismissal of Applications</title>
    <secLink>/litigation/apdocuments/3-18145-3-18315-2020-09-03-notice-of-voluntary-dismissal.pdf</secLink>
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  <releaseItem>
    <date>2020-09-09</date>
    <releaseNumber></releaseNumber>
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    <title>National Securities Exchanges' and National Market System Plans' Response to the Commission's August 7, 2020 Order</title>
    <secLink>/litigation/apdocuments/3-15351-2020-09-09-national-securities-exchanges-and-national-market-system-plans-response.pdf</secLink>
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<releaseItem>
    <date>2020-10-05</date>
    <releaseNumber>34-90087</releaseNumber>
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    <title>Order Granting Requests to Withdraw Applications for Review and Dismissing Review Proceedings</title>
    <secLink>/litigation/opinions/2020/34-90087.pdf</secLink>
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