2020-09-09
3-18313
The Application of Securities Industry and Financial Markets Association
/litigation/apdocuments/ap-3-18313.xml
2017-12-14
SIFMA's Application for an Order Setting Aside Amendments of the NASDAQ/UTP
Plan Limiting Access to its Services
/litigation/apdocuments/3-18313-event-1.pdf
2017-12-28
Motion to Hold Proceeding In Abeyance Pending Resolution of In Re Application of
SIFMA and Memorandum of Law in Support
/litigation/apdocuments/3-18313-event-5.pdf
2018-01-09
SIFMA's Response to NASDAQ's Motion to Hold Proceeding in Abeyance
/litigation/apdocuments/3-18313-event-6.pdf
2018-10-26
Nasdaq as Administrator of the UTP Plan's Motion for Reconsideration of Order
Remanding Challenges to Plan Amendments and Directing National Market System
Plans to Develop Procedures, and Memorandum of Law in Support
/litigation/apdocuments/3-18313-event-9.pdf
2018-12-14
34-84827
Order
/litigation/opinions/2018/34-84827.pdf
2020-08-07
34-89504
Order Vacating Prior Order and Requesting Additional Briefs
/litigation/opinions/2020/34-89504.pdf
2020-08-31
Notice of Voluntary Dismissal of Applications
/litigation/apdocuments/3-15351-voluntary.pdf
2020-09-03
Notice of Voluntary Dismissal of Applications
/litigation/apdocuments/3-18145-3-18315-2020-09-03-notice-of-voluntary-dismissal.pdf
2020-09-09
National Securities Exchanges' and National Market System Plans' Response to the Commission's August 7, 2020 Order
/litigation/apdocuments/3-15351-2020-09-09-national-securities-exchanges-and-national-market-system-plans-response.pdf
2020-10-05
34-90087
Order Granting Requests to Withdraw Applications for Review and Dismissing Review Proceedings
/litigation/opinions/2020/34-90087.pdf