2023-03-30
3-18292
Anton & Chia, LLP
Wahl, Gregory A., CPA
Deutchman, Michael, CPA
Chung, Georgia, CPA
Shek, Tommy, CPA
/litigation/apdocuments/ap-3-18292.xml
2023-03-29
/litigation/apdocuments/3-18292-docket-2023-03-29.pdf
2017-12-04
34-82206
AAER-3911
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
/litigation/admin/2017/34-82206.pdf
2017-12-11
AP-5348
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-5348.pdf
2017-12-26
AP-5423
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2017/ap-5423.pdf
2018-01-24
AP-5521
Scheduling and General Prehearing Order
/alj/aljorders/2018/ap-5521.pdf
2018-01-09
Answer of Respondents Anton & Chia LLP, Gregory Wahl, CPA, and Georgia Chung,
CPA
/litigation/apdocuments/3-18292-event-8.pdf
2018-02-23
AP-5626
Notice Concerning Withdrawal
/alj/aljorders/2018/ap-5626.pdf
2018-02-28
AP-5634
Order Denying Motion for a Ruling On the Pleadings
/alj/aljorders/2018/ap-5634.pdf
2018-04-09
AP-5677
Stay Order as to Tommy Shek, CPA
/alj/aljorders/2018/ap-5677.pdf
2018-06-25
AP-5855
Notice of Stay
/alj/aljorders/2018/ap-5855.pdf
2018-07-12
34-83622
AAER-3951
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice as to Respondent Tommy Shek, CPA
/litigation/admin/2018/34-83622.pdf
2018-07-20
AP-5894
Notice of Extension of Stay
/alj/aljorders/2018/ap-5894.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-14
AP-5972
Order
/alj/aljorders/2018/ap-5972.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-10-02
AP-6129
Order
/alj/aljorders/2018/ap-6129.pdf
2018-11-26
AP-6361
Order
/alj/aljorders/2018/ap-6361.pdf
2019-02-11
AP-6448
Order
/alj/aljorders/2019/ap-6448.pdf
2019-03-15
AP-6499
Order
/alj/aljorders/2019/ap-6499.pdf
2019-03-28
Division's Response to Respondents Chung's and Wahl's Motion to Dismiss OIP
/litigation/apdocuments/3-18292-event-43.pdf
2019-04-19
AP-6546
Order
/alj/aljorders/2019/ap-6546.pdf
2019-05-14
AP-6572
Order
/alj/aljorders/2019/ap-6572.pdf
2019-05-17
AP-6580
Order
/alj/aljorders/2019/ap-6580.pdf
2019-06-14
AP-6605
Order
/alj/aljorders/2019/ap-6605.pdf
2019-07-17
AP-6631
Order
/alj/aljorders/2019/ap-6631.pdf
2019-07-19
AP-6633
Order
/alj/aljorders/2019/ap-6633.pdf
2019-07-23
AP-6640
Prehearing Order
/alj/aljorders/2019/ap-6640.pdf
2019-08-27
AP-6663
Order
/alj/aljorders/2019/ap-6663.pdf
2019-08-29
AP-6667
Order
/alj/aljorders/2019/ap-6667.pdf
2019-09-18
Division's Prehearing Brief
/litigation/apdocuments/3-18292-event-62.pdf
2019-09-20
34-87033
AAER-4080
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Anton & Chia, LLP Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
/litigation/admin/2019/34-87033.pdf
2019-09-27
AP-6690
Order Redesignating Presiding Judge
/alj/aljorders/2019/ap-6690.pdf
2019-10-01
AP-6692
Order Scheduling Prehearing Conference
/alj/aljorders/2019/ap-6692.pdf
2019-10-07
AP-6694
Order Following Final Prehearing Conference
/alj/aljorders/2019/ap-6694.pdf
2019-10-29
AP-6701
Order Regarding Witnesses, Inability to Pay, and Hearing Transcripts
/alj/aljorders/2019/ap-6701.pdf
2019-10-17
Respondents Georgia Chung and Gregory A. Wahl's Prehearing Brief
/litigation/apdocuments/3-18292-event-78.pdf
2019-12-19
AP-6720
Order to Show Cause as to Randall Letcavage
/alj/aljorders/2019/ap-6720.pdf
2019-12-31
AP-6721
Notice of Hearing Location
/alj/aljorders/2019/ap-6721.pdf
2020-01-09
AP-6722
Notice Regarding Closing Argument
/alj/aljorders/2020/ap-6722.pdf
2020-01-17
AP-6725
Post-Hearing Order
/alj/aljorders/2020/ap-6725.pdf
2020-01-28
AP-6726
Order Admitting Exhibit 772
/alj/aljorders/2020/ap-6726.pdf
2020-01-29
AP-6727
Order Admitting Exhibits 432 and 1119
/alj/aljorders/2020/ap-6727.pdf
2020-03-04
Division of Enforcement's Post-Hearing Brief
/litigation/apdocuments/3-18292-event-129.pdf
2020-03-04
Division of Enforcement's Proposed Findings of Fact
/litigation/apdocuments/3-18292-event-128.pdf
2020-03-09
AP-6741
Order Admitting Exhibit 839.8
/alj/aljorders/2020/ap-6741.pdf
2020-03-27
AP-6748
Extension Order
/alj/aljorders/2020/ap-6748.pdf
2020-06-01
Respondents Wahl and Chung's Proposed Findings of Fact and Conclusions of Law
/litigation/apdocuments/3-18292-event-2020-06-01-respondents-wahl-and-chung-proposed-findings-of-fact.pdf
2020-06-01
Respondent Deutchman's Proposed Findings of Fact and Conclusions of Law
/litigation/apdocuments/3-18292-event-2020-06-01-respondent-deutchman-proposed-findings-of-fact.pdf
2020-06-01
Respondents Wahl and Chung's Post Hearing Brief
/litigation/apdocuments/3-18292-event-2020-06-01-respondents-wahl-and-chung-posthearing-brief.pdf
2020-06-10
AP-6766
Order Denying in Part Motion to Admit New Exhibits and Specifying Further Procedures
/alj/aljorders/2020/ap-6766.pdf
2020-06-16
AP-6769
Order Providing New Briefing Schedule
/alj/aljorders/2020/ap-6769.pdf
2020-08-04
34-89475
AAER-4156
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission Other Than as a Member of an Audit Committee
/litigation/admin/2020/34-89475.pdf
2020-08-11
Division's Post-Hearing Reply Brief
/litigation/apdocuments/3-18292-2020-08-11-divisions-post-hearing-reply-brief.pdf
2020-08-11
Division's Response to Respondent Michael Deutchman·s Proposed Findings of Fact and Conclusions of Law
/litigation/apdocuments/3-18292-2020-08-11-divisons-response-to-respondent-michael-deutchman.pdf
2020-11-30
AP-6799
Order On Motion to Correct the Record Index
/alj/aljorders/2020/ap-6799.pdf
2020-11-30
AP-6800
Order Extending Deadline for Issuance of Initial Decision
/alj/aljorders/2020/ap-6800.pdf
2020-12-03
AP-6801
Order On Revisions to Record Index and Exhibit List
/alj/aljorders/2020/ap-6801.pdf
2021-02-08
ID-1407
Initial Decision as to Gregory A. Wahl, CPA, Michael Deutchman, CPA, and Georgia Chung, CPA
/alj/aljdec/2021/id1407jsp.pdf
2021-03-01
Respondents’ Wahl, Chung, and Deutchman Petition for Review of ALJ's Initial Decision
/litigation/apdocuments/3-18292-2021-03-01-respondents-wahl-chung-deutchman-petition-for-review.pdf
2021-03-22
34-91381
Order Granting Petition for Review and Scheduling Briefs
/litigation/opinions/2021/34-91381.pdf
2021-05-21
The Division's Opposition to Respondent's Opening Brief
/litigation/apdocuments/3-18292-2021-05-21-divisions-opposition-to-respondents-opening-brief.pdf
2021-05-21
Division's Notice of Filing Paginated Copy of Respondent's Opening Brief
/litigation/apdocuments/3-18292-2021-05-21-divisions-notice.pdf
2021-06-04
Reply Brief of Respondent's Gregory A. Wahl, Georgia Chung, Michael Deutchman in Support of their Petition for Review
/litigation/apdocuments/3-18292-2021-06-04-reply-brief-of-respondent-gregory-wahl.pdf
2021-11-09
34-93544
AAER-4265
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Independent Accountant
/litigation/admin/2021/34-93544.pdf
2022-02-04
34-94160
AAER-4281
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94160.pdf
2022-05-05
34-94854
AAER-4298
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-94854.pdf
2022-08-03
34-95413
AAER-4317
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95413.pdf
2022-11-01
34-96196
AAER-4361
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96196.pdf
2023-01-30
34-96771
AAER-4372
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-96771.pdf
2023-05-01
34-97413
AAER-4404
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97413.pdf
2023-06-02
33-11198
34-97640
IA-6323
IC-34933
AAER-4413
Order Dismissing Proceedings
/litigation/opinions/2023/33-11198.pdf