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  <creationDate>2018-07-26</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-18283</fileNumber>
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    <respondents>
      <respondent>Dowd, Patrick</respondent>
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    <caseLink>/litigation/apdocuments/ap-3-18283.xml</caseLink>
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  <releaseItem>
    <date>2017-11-14</date>
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    <title>Application For Review</title>
    <secLink>/litigation/apdocuments/3-18283-event-1.pdf</secLink>
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  <releaseItem>
    <date>2017-11-28</date>
    <releaseNumber></releaseNumber>
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    <title>FINRA's Motion to Dismiss Dowd's Application for Review and to Stay Briefing
Schedule</title>
    <secLink>/litigation/apdocuments/3-18283-event-4.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2017-12-06</date>
    <releaseNumber></releaseNumber>
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    <title>Dowd's Response in Opposition to FINRA's Motion to Dismiss and Stay Briefing
Schedule</title>
    <secLink>/litigation/apdocuments/3-18283-event-7.pdf</secLink>
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  <releaseItem>
    <date>2017-12-12</date>
    <releaseNumber></releaseNumber>
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    <title>FINRA's Reply in Support of its Motion to Dismiss Dowd's Application for Review and
to Stay Briefing Schedule</title>
    <secLink>/litigation/apdocuments/3-18283-event-8.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2018-07-25</date>
    <releaseNumber>34-83710</releaseNumber>
    <otherReleaseNumbers />
    <title>Opinion of the Commission</title>
    <secLink>/litigation/opinions/2018/34-83710.pdf</secLink>
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