2018-10-31
3-18262
Riemer, Richard Allen, Jr.
/litigation/apdocuments/ap-3-18262.xml
2017-10-20
Application for Review
/litigation/apdocuments/3-18262-event-1.pdf
2017-11-03
34-82014
Order Denying Stay
/litigation/opinions/2017/34-82014.pdf
2017-11-30
34-82191
Order Scheduling Briefs
/litigation/opinions/2017/34-82191.pdf
2017-12-28
Applicant's Opening Brief
/litigation/apdocuments/3-18262-event-7.pdf
2018-02-01
FINRA's Brief in Opposition to the Application for Review
/litigation/apdocuments/3-18262-event-8.pdf
2018-10-01
34-84335
Order Extending Time to Issue Decision
/litigation/opinions/2018/34-84335.pdf
2018-10-31
34-84513
Opinion of the Commission
/litigation/opinions/2018/34-84513.pdf