2018-10-02
3-18256
Zipper, Bruce
/litigation/apdocuments/ap-3-18256.xml
2017-11-09
FINRA's Brief in Opposition To Request For Stay
/litigation/apdocuments/3-18256-event-7.pdf
2017-11-27
34-82158
Order Denying Stay
/litigation/opinions/2017/34-82158.pdf
2017-11-10
Letter from Applicant to OS and FINRA letter dated 11/9/17 in opposing request for a stay in this matter pending SEC reivew
/litigation/apdocuments/3-18256-event-8_redacted.pdf
2018-01-09
Addendum In the Matter of the Application of Bruce Zipper for Review of Action Taken by FINRA To Bar Bruce Zipper from the Securities Industry
/litigation/apdocuments/3-18256-event-16.pdf
2018-01-10
Letter dated 1/1/2018 from Bruce Zipper to Deputy Secretary Jill Peterson for Motion
to Compel Discovery from FINRA.
/litigation/apdocuments/3-18256-event-18.pdf
2018-01-25
Applicant's Second Request for Stay Pending Appeal of FINRA Action
/litigation/apdocuments/3-18256-event-22.pdf
2018-02-05
34-82633
Order Denying Second Motion for Stay
/litigation/opinions/2018/34-82633.pdf
2018-01-25
Applicant's Second Request for Stay Pending Appeal of FINRA Action
/litigation/apdocuments/3-18256-event-21.pdf
2018-01-26
FINRA's Opposition to Applicant's Motion to Compel Discovery
/litigation/apdocuments/3-18256-event-23.pdf
2018-02-08
Applicant's Brief Showing Additional Evidence, with Exhibits A-D
/litigation/apdocuments/3-18256-event-26.pdf
2018-01-16
FINRA's Brief in Opposition to Requests for Stay, w/ App. A-B
/litigation/apdocuments/3-18256-event-19.pdf
2018-01-29
Applicant's Brief in Opposition to FINRA's Brief dated 1/26/18 Opposing Applicant's
Motion to Compel Discovery
/litigation/apdocuments/3-18256-event-24.pdf
2018-10-01
34-84334
Opinion of the Commission
/litigation/opinions/2018/34-84334.pdf