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  <creationDate>2019-05-17</creationDate>
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    <date>2017-10-16</date>
    <releaseNumber>34-81875</releaseNumber>
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    <title>Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing</title>
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    <title>Order Scheduling Hearing and Designating Presiding Judge</title>
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    <date>2017-11-02</date>
    <releaseNumber>AP-5216</releaseNumber>
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    <title>Order Postponing Hearing</title>
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    <date>2017-12-06</date>
    <releaseNumber>AP-5282</releaseNumber>
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    <title>Notice to the Parties, Order Allowing New Evidence, and Order Regarding Service</title>
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  <releaseItem>
    <date>2017-12-21</date>
    <releaseNumber>AP-5421</releaseNumber>
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    <title>Order Scheduling Telephonic Prehearing Conference</title>
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    <date>2018-01-26</date>
    <releaseNumber>AP-5540</releaseNumber>
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    <title>Order Following Prehearing Conference</title>
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    <date>2018-02-14</date>
    <releaseNumber>AP-5592</releaseNumber>
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    <title>Order Ratifying Prior Actions</title>
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    <date>2018-02-02</date>
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    <title>Division's Motion for Sanctions Against Respondent Jospeh Vitale</title>
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    <date>2018-03-12</date>
    <releaseNumber>ID-1243</releaseNumber>
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    <title>Initial Decision</title>
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    <date>2018-08-23</date>
    <releaseNumber>AP-5954</releaseNumber>
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    <title>Notice from the Chief Administrative Law Judge</title>
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    <date>2018-09-12</date>
    <releaseNumber>AP-5955</releaseNumber>
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    <title>Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC</title>
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    <date>2018-09-20</date>
    <releaseNumber>AP-6033</releaseNumber>
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    <title>Order Following Reassignment</title>
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    <date>2018-10-11</date>
    <releaseNumber>AP-6166</releaseNumber>
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    <title>Order Finding Service and Directing Respondent to Show Cause</title>
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    <date>2019-02-04</date>
    <releaseNumber>ID-1345</releaseNumber>
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    <title>Initial Decision of Default</title>
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  <releaseItem>
    <date>2019-05-17</date>
    <releaseNumber>34-85884</releaseNumber>
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    <title>Notice That Initial Decision Has Become Final</title>
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