2019-10-07
3-18250
Megalli, Mark
/litigation/apdocuments/ap-3-18250.xml
2017-10-12
34-81861
IA-4793
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2017/34-81861.pdf
2017-10-16
AP-5175
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-5175.pdf
2017-10-31
AP-5206
Postponement Order
/alj/aljorders/2017/ap-5206.pdf
2017-11-07
AP-5221
Prehearing Order
/alj/aljorders/2017/ap-5221.pdf
2017-11-06
Respondent's Answer
/litigation/apdocuments/3-18250-event-8.pdf
2017-12-18
AP-5402
Order
/alj/aljorders/2017/ap-5402.pdf
2017-12-15
Respondent's Rule 250(b) Motion for Summary Disposition, with Memorandum of
Points and Authorities in Support, and Ex. A-D
/litigation/apdocuments/3-18250-event-14.pdf
2017-12-15
Division's Motion for Summary Disposition, with Ex. A-H
/litigation/apdocuments/3-18250-event-13.pdf
2018-01-11
AP-5448
Order
/alj/aljorders/2018/ap-5448.pdf
2018-01-16
Division's Reply in Support of its Motion for Summary Disposition
/litigation/apdocuments/3-18250-event-19.pdf
2017-12-29
Respondent's Opposition to the Division's Motion for Summary Disposition
/litigation/apdocuments/3-18250-event-16.pdf
2017-12-29
Division's Response to Respondent's Motion for Summary Disposition, with
Attachments
/litigation/apdocuments/3-18250-event-17.pdf
2018-01-16
Respondent's Reply Brief in Further Support of his Rule 250(b) Motion for Summary
Disposition
/litigation/apdocuments/3-18250-event-20.pdf
2018-05-31
ID-1253
Initial Decision
/alj/aljdec/2018/id1253cff.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5956
Notice
/alj/aljorders/2018/ap-5956.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2019-10-07
IA-5400
Notice That Initial Decision Has Become Final
/alj/aljdec/2019/ia-5400.pdf