2018-04-09
3-18175
Bank, Daryl G.
/litigation/apdocuments/ap-3-18175.xml
2017-09-13
34-81593
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2017/34-81593.pdf
2017-09-18
AP-5058
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2017/ap-5058.pdf
2017-10-04
AP-5135
Order Postponing Hearing
/alj/aljorders/2017/ap-5135.pdf
2017-10-16
AP-5179
Order Consolidating Proceedings and Designating Presiding Judge
/alj/aljorders/2017/ap-5179.pdf
2017-10-25
AP-5202
Order Regarding Service and Postponing Hearing
/alj/aljorders/2017/ap-5202.pdf
2017-12-07
AP-5314
Notice to the Parties, Order Allowing New Evidence, and Finding Service as to Respondent Daryl G. Bank
/alj/aljorders/2017/ap-5314.pdf
2018-01-05
Division's Letter Dated 1 /5/18 to ALJ Requesting Ratification of ALJ's Previous Decisions in this Proceeding, with Proposed Order
/litigation/apdocuments/3-18175-event-14.pdf
2018-01-10
Letter dated 1/8/18 to ALJ from Respondent Bobby Jones objecting to Division's letter dated 1/5/18 lo ALJ requesting ratification of ALJ's previous decisions in this
proceeding, with proposed Order
/litigation/apdocuments/3-18175-event-15.pdf
2018-02-14
34-82711
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 as to Daryl G. Bank
/litigation/admin/2018/34-82711.pdf
2018-02-15
AP-5610
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-5610.pdf
2018-02-15
AP-5608
Order Ratifying Prior Actions
/alj/aljorders/2018/ap-5608.pdf
2018-02-27
AP-5631
Order Following Prehearing Conference
/alj/aljorders/2018/ap-5631.pdf
2018-04-09
34-83011
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 as to Bobby D. Jones
/litigation/admin/2018/34-83011.pdf